## Sunday, January 31, 2021

### Splitting defensive credit between pitchers and fielders (Part III)

(This is part 3.  Part 1 is here; part 2 is here.)

UPDATE, 2021-02-01: Thanks to Chone Smith in the comments, who pointed out an error.  I investigated and found an error in my code. I've updated this post -- specifically, the root mean error and the final equation. The description of how everything works remains the same.

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Last post, we estimated that in 2018, Phillies fielders were 3 outs better than league average when Aaron Nola was on the mound. That estimate was based on the team's BAbip and Nola's own BAbip.

Our first step was to estimate the Phillies' overall fielding performance from their BAbip. We had to do that because BAbip is a combination of both pitching and fielding, and we had to guess how to split those up. To do that, we just used the overall ratio of fielding BAbip to overall BAbip, which was 47 percent. So we figured that the Phillies fielders were -24, which is 47 percent of their overall park-adjusted -52.

We can do better than that kind of estimate, because, at least for recent years, we have actual fielding data that can substitute for that estimate. Statcast tells us that the Phillies fielders were -39 outs above average (OAA) for the season*. That's 75 percent of BAbip, not 47 percent ... but still well within typical variation for teams.

(*The published estimate is -31, but I'm adding 25 percent (per Tango's suggestion) to account for games not included in the OAA estimate.)

So we can get much more accurate by starting with the true zone fielding number of -39, instead of the weaker estimate of -24.

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First, let's convert the -39 back to BAbip, by dividing it by 3903 BIP. That gives us ... almost exactly -10 points.

The SD of fielding talent is 6.1. The SD of fielding luck in 3903 BIP is 3.65. So it works out that luck is 2.6 of the 10 points, and talent is the remaining 7.3. (That's because 2.6 = 3.65^2/(3.65^2+6.1^2).)

We have no reason (yet) to believe Nola is any different from the rest of the team, so we'll start out with an estimate that he got team average fielding talent of -7.3, and team average fielding luck of -2.6.

Nola's BAbip was .254, in a league that was .296. That's an observed 41 point benefit. But, with fielders that averaged .00074 talent and -0.0026 luck, in a park that was +0.0025, that +41 becomes +48.5.

That's what we have to break down.

Here's Nola's SD breakdown, for his 519 BIP. We will no longer include fielding talent in the chart, because we're using the fixed team figure for Nola, which is estimated elsewhere and not subject to revision. But we keep a reduced SD for fielding luck relative to team, because that's different for every pitcher.

9.4 fielding luck
7.6 pitching talent
17.3 pitching luck
1.5 park
--------------------
21.2 total

Converting to percentages:

20% fielding luck
13% pitching talent
67% pitching luck
1% park
--------------------
100% total

Using the above percentages, the 48.5 becomes:

+ 9.5 points fielding luck
+ 6.3 points pitching talent
+32.5 points pitching luck
+ 0.2 points park
-------------------
+48.5 points

Adding back in the -7.3 points for observed Phillies talent, -2.6 for Phillies luck, and 2.5 points for the park, gives

-7.3 points fielding talent [0 - 7.3]
+6.9 points fielding luck   [+10.2 - 2.6]
+6.3 points pitching talent
+32.5 points pitching luck
+2.7 points park            [0.2 + 2.5]
-----------------------------------------
41   points

Stripping out the two fielding rows:

-7.3 points fielding talent
+6.9 points fielding luck
-----------------------------
-0.4 points fielding

The conclusion: instead of hurting him by 10 points, as the raw team BAbip might suggest, or helping him by 6 points, as we figured last post ... Nola's fielders only hurt him by 0.4 points. That's less than a fifth or a run. Basically, Nola got league-average fielding.

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Like before, I ran this calculation for all the pitchers in my database. Here are the correlations to actual "gold standard" OAA behind the pitcher:

r=0.23 assume pitcher fielding BAbip = team BAbip
r=0.37 BAbip method from last post
r=0.48 assume pitcher OAA = team OAA
r=0.53 this method

And the root mean square error:

13.7 assume pitcher fielding BAbip = team BAbip
11.3 BAbip method from last post
10.2 assume pitcher OAA = team OAA
10.0 this method

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Like in the last post, here's a simple formula that comes very close to the result of all these manipulations of SDs:

F = 0.8*T + 0.2*P

Here, "F" is fielding behind the pitcher, which is what we're trying to figure out. "T" is team OAA/BAbip. "P" is player BAbip compared to league.

Unlike the last post, here the team *does* include the pitcher you're concerned with. We had to do it this way because presumably we have data for the team without the pitcher. (If we did, we'd just subtract it from team and get the pitcher's number directly!)

It looks like 20% of a pitcher's discrepancy is attributable to his fielders. That number is for workloads similar to those in my sample -- around 175 IP. It does with playing time, but only slightly. At 320 IP, you can use 19% instead. At 40 IP, you can use 22%. Or, just use 20% for everyone, and you won't be too far wrong.

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Full disclosure: the real life numbers for 2017-19 are different. The theory is correct -- I wrote a simulation, and everything came out pretty much perfect. But on real data, not so perfect.

When I ran a linear regression to predict OAA from team and player BIP, it didn't come out to 20%. It came out to only about 11.5%. The 95% confidence interval only brings it up to 15% or 16%.

The same thing happened for the formula from the last post: instead of the predicted 26%, the actual regression came out to 17.5%.

For the record, these are the empirical regression equations, all numbers relative to league:

F = 0.23*(Team BAbip without pitcher) + 0.175*P
F = 0.92*(Team OAA/BIP including pitcher) + 0.115*P

Why so much lower than expected? I'm pretty sure it's random variation. The empirical estimate of 11.5% is very sensitive to small variations in the seasonal balance of variation in pitching and fielding luck vs. talent -- so sensitive that the difference between 11.5 points and 20 points is not statistically significant. Also, the actual number changes from year-to-year because of variation. So, I believe that the 20% number is correct as a long-term average, but for the seasons in the study, the actual number is probably somewhere between 11.5% and 20%.

I should probably explain that in a future post. But, for now, if you don't believe me, feel free to use the empirical numbers instead of my theoretical ones. Whether you use 11.5% or 20%, you'll still be much more accurate than using 100%, which is effectively what happens when you use the traditional method of assigning the overall team number equally to every pitcher.

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## Monday, January 11, 2021

### Splitting defensive credit between pitchers and fielders (Part II)

(Part 1 is here.  This is Part 2.  If you want to skip the math and just want the formula, it's at the bottom of this post.)

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When evaluating a pitcher, you want to account for how good his fielders were. The "traditional" way of doing that is, you scale the team fielding to the pitcher. Suppose a pitcher was +20 plays better than normal, and his team fielding was -5 for the season. If the pitcher pitched 10 percent of the team innings, you might figure the fielding cost him 0.5 runs, and adjust him from +20 to +20.5.

I have argued that this isn't right. Fielding performance varies from game to game, just like run support does. Pitchers with better ball-in-play numbers probably got better fielding during their starts than pitchers with worse ball-in-play numbers.

By analogy to run support: in 1972, Steve Carlton famously went 27-10 on a Phillies team that was 32-87 without him. Imagine how good he must have been to go 27-10 for a team that scored only 3.22 runs per game!

Except ... in the games Carlton started, the Phillies actually scored 3.76 runs per game. In games he didn't start, the Phillies scored only 3.03 runs per game.

The fielding version of Steve Carlton might be Aaron Nola in 2018. A couple of years ago, Tom Tango pointed out the problem using Nola as an example, so I'll follow his lead.

Nola went 17-6 for the Phillies with a 2.37 ERA, and gave up a batting average on balls in play (BAbip) of only .254, against a league average of .295 -- that, despite an estimate that his fielders were 0.60 runs per game worse than average. If you subtract 0.60 from Nola's stat line, you wind up with Nola's pitching equivalent to an ERA in the 1s. As a result, Baseball-Reference winds up assigning Nola a WAR of 10.2, tied with Mike Trout for best in MLB that year.

But ... could Nola really have been hurt that much by his fielders? A BAbip of .254 is already exceptionally low. An estimate of -0.60 runs per game implies his BAbip with average fielders would have been .220, which is almost unheard of.

(In fairness: the Phillies 0.60 DRS fielding estimate, which comes from Baseball Info Solutions, is much, much worse than estimates from other sources -- three times the UZR estimate, for instance. I suspect there's some kind of scaling bug in recent BIS ratings, because, roughly, if you divide DRS by 3, you get more realistic numbers, and standard deviations that now match the other measures. But I'll save that for a future post.)

So Nola was almost certainly hurt less by his fielders than his teammates were, the same way Steve Carlton was hurt less by his hitters than his teammates were. But, how much less?

Phrasing the question another way: Nola's BAbip (I will leave out the word "against") was .254, on a team that was .306, in a league that was .295. What's the best estimate of how his fielders did?

I think we can figure that out, extending the results in my previous post.

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First, let's adjust for park. In the five years prior to 2018, the Phillies BAbip for both teams combined was .0127 ("12.7 points") better at Citizens Bank Park than in Phillies road games. Since only half of Phillies games were at home, that's 6.3 points of park factor. Since there's a lot of luck involved, I regressed 60 percent to the mean of zero (with a limit of 5 points of regression, to avoid ruining outliers like Coors Field), leaving the Phillies with 2.5 points of park factor.

Now, look at how the Phillies did with all the other pitchers. For non-Nolas, the team BAbip was .3141, against a league average of .2954. Take the difference, subtract the park factor, and the Phillies were 21 points worse than average.

How much of those 21 points came from below-average fielding talent? To figure that out, here's the SD breakdown from the previous post, but adjusted. I've bumped luck upwards for the lower number of PA, dropped park down to 1.5 since we have an actual estimate, and increased the SD of pitching because the Phillies had more high-inning guys than average:

6.1 points fielding talent
3.9 points fielding luck
5.6 points pitching talent
6.8 points pitching luck
1.5 points park
---------------------------
11.5 points total

Of the Phillies' 21 points in BAbip, what percentage is fielding talent? The answer: (6.1/11.5)^2, or 28 percent. That's 5.9 points.

So, we assume that the Phillies' fielding talent was 5.9 points of BAbip worse than average. With that number in hand, we'll leave the Phillies without Nola and move on to Nola himself.

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On the raw numbers, Nola was 41 points better than the league average. But, we estimated, his fielding was about 6 points worse, while his park helped him by 2.5 points, so he was really 44.5 points better.

For an individual pitcher with 700 BIP, here's the breakdown of SDs, again from the previous post:

6.1  fielding talent
7.6  fielding luck
7.6  pitching talent
15.5  pitching luck
3.5  park
---------------------
20.2  total

We have to adjust all of these for Nola.

First, fielding talent goes down to 5.2. Why? Because we estimated it from other data, and so we have less variance than if we just took the all-time average. (A simulation suggests that we multiply the 6.1 by, from the "team without Nola" case, (SD without fielding talent)/(SD with fielding talent).)

Fielding luck and pitching luck increase because Nola had only 519 BIP, not 700.

Finally, park goes to 1.5 for the same reason as before.

5.2 fielding talent
10.0 fielding luck
7.6 pitching talent
17.3 pitching luck
1.5 park
--------------------
22.1 total

Convert to percentages:

5.5% fielding talent
20.4% fielding luck
11.8% pitching talent
61.3% pitching luck
0.5% park
---------------------
100% total

Multiply by Nola's 44.5 points:

2.5 fielding talent
9.1 fielding luck
5.3 pitching talent
27.3 pitching luck
0.2 park
--------------------
44.5 total

Now we add in our previous estimates of fielding talent and park, to get back to Nola's raw total of 41 points:

-3.4 fielding talent [2.5-5.9]
9.1 fielding luck
5.3 pitching talent
27.3 pitching luck
2.7 park            [0.2+2.5]
------------------------------
41 total

Consolidate fielding and pitching:

5.6 fielding
32.6 pitching
2.7 park
-------------
41   total

Conclusion: The best estimate is that Nola's fielders actually *helped him* by 5.6 points of BAbip. That's about 3 extra outs in his 519 BIP. At 0.8 runs per out, that's 2.4 runs, in 212.1 IP, for about 0.24 WAR or 10 points of ERA.

Baseball-reference had him at 60 points of ERA; we have him at 10. Our estimate brings his WAR down from 10.3 to 9.1, or something like that. (Again, in fairness, most of that difference is the weirdly-high DRS estimate of 0.60. If DRS had him at a more reasonable .20, we'd have adjusted him from 9.4 to 9.1, or something.)

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Our estimate of +3 outs is ... just an estimate. It would be nice if we had real data instead. We wouldn't have to do all this fancy stuff if we had a reliable zone-based estimate specifically for Nola.

Actually, we do! Since 2017, Statcast has been analyzing batted balls and tabulating "outs above average" (OAA) for every pitcher. For Nola, in 2018, they have +2. Tom Tango told me Statcast doesn't have data for all games, so I should multiply the OAA estimate by 1.25.

That brings Statcast to +2.5. We estimated +3. Not bad!

But Nola is just one case. And we might be biased in the case of Nola. This method is based on a pitcher of average talent. Nola is well above average, so it's likely some of the difference we attributed to fielding is really due to Nola's own BAbip pitching tendencies. Maybe instead of +3, his fielders were really +1 or something.

So I figured I'd better test other players too.

I found all pitchers from 2017 to 2019 that had Statcast estimates, with at least 300 BIP for a single team. There were a few players whose names didn't quite correlate with my Lahman database, so I just let those go instead of fixing them. That left 342 pitcher-seasons. I assume almost all of them were starters.

For each pitcher, I ran the same calculation as for Nola. For comparison, I also did the "traditional" estimate where I gave the pitcher the same fielding as the rest of the team. Here are the correlations to the "gold standard" OAA:

r=0.37 this method
r=0.23 traditional

Here are the approximate root-mean-square errors (lower is better):

11.3 points of BAbip this method
13.7 points of BAbip traditional

This method is meant to be especially relevant for a pitcher like Nola, whose own BAbip is very different from his team's. Here are the root-mean-squared errors for pitchers who, like Nola, had a BAbip at least 10 plays better than their team's:

9.3 points this method
11.9 points traditional

And for pitchers at least 10 plays worse:

9.3 points this method
10.9 points traditional

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Now, the best part: there's an easy formula to get our estimates, so we don't have to use the messy sums-of-squares stuff we've been doing so far.

We found that the original estimate for team fielding talent was 28% of observed-BAbip-without-pitcher. And then, our estimate for additional fielding behind that pitcher was 26% of the difference between that pitcher and the team. In other words, if the team's non-Nola BAbip (relative to the league) is T, and Nola's is P,

Fielders = .28T + .26(P-.28T)

The coefficients vary by numbers of BIPs. But the .28 is pretty close for most teams. And, the .26 is pretty close for most single-season pitchers: luck is 25% fielding, and talent is about 30% fielding, so no matter your proportion of randomness-to-skill, you'll still wind up between 25% and 30%.

Expanding that out gives an easier version of the fielding adjustment, which I'll print bigger.

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Suppose you have an average pitcher, and you want to know how much his fielders helped or hurt him in a given season. You can use this estimate:

F = .21T + .26P

Where:

T is his team's BAbip relative to league for the other pitchers on the team, and

P is the pitcher's BAbip relative to league, and

F is the estimated BAbip performance of the fielders, relative to league, when that pitcher was on the mound.

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Next: Part III, splitting team OAA among pitchers.

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